Andrea Beatty of Piper Alderman conducts CPD workshops to update ACL and AFSL participants on:

  • what they need to know to have trouble-free compliance with their ACL and AFSL obligations

  • the current regulatory issues and traps, and how to avoid them, and

  • the things Responsible Managers and Representatives and those responsible for their Representatives need to know.

Responsible Managers can claim 7 CPD units and optional take-home multiple choice exams are available following the workshop for additional CPD points.

Who should attend this session?

  • Responsible Managers

  • ACL and AFSL holders

  • Representatives of ACL and AFSL holders

  • In-house lawyers

  • Credit and risk managers

  • Complaints officers

  • Internal and external dispute resolution customer service representatives

  • Mortgage and finance brokers

  • Financial planners and advisers

  • Credit providers

  • Fintech and regtech developers / promoters​


Full day: AUD$1,500 per person

Half day: AUD$1,050 per person

Refreshments and lunch will be provided.

Discounts are available for group bookings.

For further information, contact us at or register your interest for our next workshop here.


We also conduct bespoke financial services and responsible manager training at client premises for a fixed fee for unlimited attendees. For further information, contact us at

  • Email

©2019 by Andrea Beatty.