COMPLIANCE

Andrea Beatty of Piper Alderman conducts CPD workshops to update ACL and AFSL participants on:

  • what they need to know to have trouble-free compliance with their ACL and AFSL obligations

  • the current regulatory issues and traps, and how to avoid them, and

  • the things Responsible Managers and Representatives and those responsible for their Representatives need to know.

Responsible Managers can claim 7 CPD units and optional take-home multiple choice exams are available following the workshop for additional CPD points.

Who should attend this session?

  • Responsible Managers

  • ACL and AFSL holders

  • Representatives of ACL and AFSL holders

  • In-house lawyers

  • Credit and risk managers

  • Complaints officers

  • Internal and external dispute resolution customer service representatives

  • Mortgage and finance brokers

  • Financial planners and advisers

  • Credit providers

  • Fintech and regtech developers / promoters​

Cost

Full day: AUD$1,500 per person

Half day: AUD$1,050 per person

Refreshments and lunch will be provided.

Discounts are available for group bookings.

For further information, contact us at abeatty@piperalderman.com.au or register your interest for our next workshop here.

 

We also conduct bespoke financial services and responsible manager training at client premises for a fixed fee for unlimited attendees. For further information, contact us at abeatty@piperalderman.com.au

 
 
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©2019 by Andrea Beatty.